Study guide library
Canadian finance exam guides, organized by module.
Browse every AceCSE exam guide in one consistent library, with matching free practice pages for quick diagnostic review.
52
guide pages
20
free questions per active module
CSI
licensing and certificate tracks
Guide library
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Advanced Investment Strategies (AIS)
Advanced portfolio strategy, alternatives, derivatives, and high-level client allocation decisions.
Branch Compliance Officers Course (BCO)
Branch supervision, opening accounts, approval controls, and frontline compliance oversight.
Canadian Commodity Supervisor’s Qualifying Examination (CCSE)
Commodity futures supervision, margin, disclosure, and branch-level oversight for derivatives desks.
Canadian Securities Course (CSC) Exam 1
Core investment products, economics, and industry structure.
Canadian Securities Course (CSC) Exam 2
Portfolio construction, taxation, managed products, and client advice.
Chartered Investment Manager (CIM) designation
Wealth management pathway content focused on portfolio construction, advisory depth, and designation readiness.
Chief Compliance Officers Qualifying Examination (CCO)
Firm-level compliance systems, regulatory governance, escalations, and supervisory accountability.
Chief Financial Officers Qualifying Examination (CFO)
Dealer financial reporting, capital requirements, treasury controls, and CFO responsibilities.
Conduct and Practices Handbook Course (CPH)
Ethics, KYC, suitability, client-first conduct, and Canadian investment industry rules.
Derivatives Fundamentals and Options Licensing Course (DFOL)
Derivative markets, options strategies, margin, and licensing-level derivatives application.
Derivatives Fundamentals Course (DFC)
Core derivative products, pricing concepts, and risk management foundations for Canadian markets.
Effective Management Seminar (EMS)
Management, supervision, communication, and leadership concepts for Canadian financial services candidates.
Futures Licensing Course (FLC)
Futures markets, hedging, margin mechanics, and licensing-level derivatives supervision.
Investment Dealer Supervisors Course (IDSC)
Supervision workflows, retail oversight, trading controls, and dealer branch management.
Investment Funds in Canada (IFC)
Mutual fund regulation, KYC obligations, and suitability-based selling.
Investment Management Techniques (IMT)
Security analysis, portfolio management process, and professional investment management decisions.
Life License Qualification Program Insurance Course (LLQP)
Insurance fundamentals, policy structure, ethics, and client recommendations across LLQP modules.
New Entrants Course (NEC)
Licensing entry-point foundations, regulatory expectations, and candidate onboarding knowledge.
Options Licensing Course (OLC)
Options mechanics, spreads, hedging, margin, and licensing-level strategy application.
Options Supervisor’s Course (OPSC)
Options supervision, approval workflows, margin oversight, and control-room decision making.
Partners, Directors and Senior Officers Course (PDO)
Senior officer oversight, dealer governance, and regulatory responsibilities for firm leadership.
Portfolio Management Techniques (PMT)
IPS construction, attribution, fixed income strategy, and professional portfolio management methods.
Trader Training Course (TTC)
Trading workflows, market structure, order execution, and supervision.
Wealth Management Essentials (WME)
Wealth planning, taxation, registered accounts, and client-facing portfolio recommendations.
WME Course For Financial Planners (WME-FP)
WME pathway tailored to the planning track, with retirement, tax, and client plan construction emphasis.
WME Course For Investment Managers (WME-IM)
WME pathway for investment managers, connecting wealth planning to higher-level portfolio mandate decisions.
Canadian Compliance Course (CCC)
Compliance proficiency for mutual fund dealers, exempt market dealers, investment fund managers, portfolio managers, and CCO candidates.
CE Compliance Program Cycle 9
Continuing education compliance review for CIRO and Canadian financial-industry conduct, supervision, and regulatory-change requirements.
CE Compliance Program Cycle 10
Continuing education compliance practice for current Canadian investment-industry rules, ethics, supervisory updates, and client conduct standards.
Personal Financial Services Advice (PFSA)
Client relationship, discovery, communication, and advice-process skills for personal financial services professionals.
Foundations of Financial Planning (FOFP)
Financial planning fundamentals, client discovery, cash flow, tax, insurance, retirement, estate, and recommendation foundations.
Professional Financial Planning Course (PFPC)
Advanced professional planning practice for candidates progressing toward the Personal Financial Planner designation.
Wealth Management Fundamentals (WMF)
Wealth-management foundations for client goals, investment planning, risk, taxation, and advisory conversations.
Dealing with High Net Worth Clients Program
High-net-worth client discovery, concentrated wealth, complex planning, private wealth services, and affluent-client advisory judgment.
Retirement Planning for High Net Worth Clients
Retirement strategy for affluent clients, income layering, tax-sensitive withdrawals, estate links, and legacy objectives.
Estate Planning for High Net Worth Clients
Estate and trust planning for affluent families, succession issues, tax exposure, fiduciary roles, and intergenerational transfer.
Personal Financial Planner (PFP) Designation Exam
Designation exam preparation for integrated financial planning, recommendation logic, professional standards, and client-case judgment.
Certified International Wealth Manager (CIWM) Certification Exam
International wealth-management certification preparation for affluent clients, portfolio judgment, planning depth, and global advisory standards.
MTI Estate and Trust Professional
Estate and trust professional preparation covering fiduciary obligations, trust administration, estate settlement, tax, and client service.
Fellow of CSI (FCSI)
Fellowship readiness for experienced financial professionals demonstrating specialist expertise, ethics, leadership, and industry contribution.
Certificate in Retirement Strategy (CRS)
Specialist certificate preparation for retirement strategy, income planning, longevity risk, tax coordination, and client retirement decisions.
Certificate in Investment Dealer Compliance
Specialist compliance certificate for investment dealer rules, controls, supervision, reporting, conduct standards, and regulatory evidence.
Certificate in Financial Services Advice
Specialist certificate for advice conversations, client discovery, product recommendations, service standards, and ethical sales conduct.
Certificate in Estate Planning and Trust Strategy (CETS)
Specialist certificate preparation for estate planning, trust strategy, tax coordination, fiduciary duties, and beneficiary outcomes.
Certificate in Derivatives Market Strategies
Specialist certificate for derivative instruments, market strategy, hedging, payoff analysis, options and futures applications, and risk controls.
Certificate in Small Business Advisory
Specialist certificate for advising small-business owners on credit, cash flow, succession, risk, business banking, and relationship management.
Certificate in Advanced Investment Advice
Specialist certificate for advanced advisory practice, portfolio construction, investment selection, client recommendations, and advice quality.
Certificate in Fixed Income Trading and Sales
Specialist certificate for fixed-income market structure, pricing, yield, duration, dealer sales practices, trading risk, and client suitability.
Certificate in Equity Trading and Sales
Specialist certificate for equity market structure, trading workflows, sales conduct, order handling, market integrity, and suitability.
Certificate in Advanced Mutual Funds Advice
Specialist certificate for mutual fund advice, fund structure, disclosure, fees, suitability, portfolio role, and client-service obligations.
Certificate in Personal Banking
Specialist certificate for personal banking conversations, lending, deposits, client needs, risk, relationship management, and service standards.
Certificate in Advanced Financial Advice
Advanced financial advice certificate preparation for integrated planning, client recommendations, advisory standards, and complex household decisions.
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